Compliance Officer

MERJELondon, UK2M ago

Compliance Officer required for a global commodities business. The Compliance Officer position will be based in either London or Berlin.

As the Compliance Officer, you will work as part of a small to medium sized global compliance team.

The Compliance Officer role will consist of various compliance duties ranging from:

  • Trade Surveillance (an understanding of SMARTS would be beneficial) and e-comms Surveillance.
  • On boarding 1 to 2 new clients monthly – knowledge of AML And KYC required.
  • Providing compliance advice to the business and other business areas.
  • Compliance training – induction and ongoing.
  • Working with the Head of Compliance on ad hoc projects.

Working knowledge of REMIT, MAR, & MIFID II for compliance purposes is required given the commodities nature of the business.

The organization is relatively new but certainly no longer a start up. The business is made up of very experienced professionals who have come from the large, prestigious firms like BP, Noble, Shell, Trafigura’s etc.. They have a great culture, excellent work life balance and a competitive pay structure.

If you are interested in this opportunity and would like to apply or would like further information, please submit your CV. Alternatively call Pritesh Chudasama on 0203 637 1607 for a confidential conversation.

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, I may be in touch with similar relevant opportunities in the future.